| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4747.54 |
Day 6 |
204.34 |
30-90 Days |
IG-4 |
380.33 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16683.87 |
Day 6 |
1940.23 |
91-180 Days |
IG-5 |
1406.67 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
1810.71 |
Day 6 |
189.49 |
Open |
IG-6 |
306.88 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15233.49 |
Day 6 |
2035.09 |
30-90 Days |
IG-7 |
383.97 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16612.79 |
Day 6 |
77.89 |
91-180 Days |
IG-8 |
2408.83 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12779.45 |
Day 6 |
1420.91 |
91-180 Days |
L-1 |
1215.86 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
5538.26 |
Day 6 |
483.38 |
91-180 Days |
L-10 |
932.94 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9277.82 |
Day 6 |
146.14 |
Open |
L-11 |
836.10 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15822.80 |
Day 6 |
1013.68 |
91-180 Days |
L-2 |
1205.14 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16648.34 |
Day 6 |
1435.07 |
91-180 Days |
L-3 |
2722.30 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6831.50 |
Day 6 |
345.98 |
<30 Days |
L-4 |
527.98 |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4331.36 |
Day 6 |
448.55 |
Open |
L-5 |
650.49 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
11511.84 |
Day 6 |
442.68 |
30-90 Days |
L-6 |
1850.36 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
6185.11 |
Day 6 |
478.42 |
<30 Days |
L-7 |
320.89 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12604.54 |
Day 6 |
969.55 |
91-180 Days |
L-8 |
2274.06 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3239.92 |
Day 6 |
475.49 |
30-90 Days |
L-9 |
483.51 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8503.66 |
Day 6 |
1238.53 |
30-90 Days |
LC-1 |
914.38 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14426.46 |
Day 6 |
304.55 |
30-90 Days |
LC-2 |
1851.34 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
2970.77 |
Day 6 |
29.67 |
Open |
N-1 |
208.79 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15739.28 |
Day 6 |
2227.16 |
30-90 Days |
N-2 |
413.38 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13931.55 |
Day 6 |
1387.16 |
Open |
N-3 |
2092.81 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4507.81 |
Day 6 |
431.43 |
<30 Days |
N-4 |
192.83 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2093.25 |
Day 6 |
164.61 |
30-90 Days |
N-5 |
98.71 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14564.36 |
Day 6 |
1950.09 |
<30 Days |
N-6 |
1834.14 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13642.43 |
Day 6 |
1874.27 |
91-180 Days |
N-7 |
1127.94 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |