| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1881.41 |
Day 3 |
15.69 |
Open |
A-2-Q |
176.28 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3662.41 |
Day 3 |
6.25 |
<30 Days |
A-3-Q |
394.20 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1076.13 |
Day 3 |
21.41 |
30-90 Days |
A-4-Q |
196.96 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3039.17 |
Day 3 |
454.01 |
<30 Days |
A-5-Q |
158.58 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9802.22 |
Day 3 |
1189.15 |
Open |
CB-1-Q |
766.11 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10185.32 |
Day 3 |
286.65 |
30-90 Days |
CB-2-Q |
194.67 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
694.33 |
Day 3 |
43.11 |
91-180 Days |
S-1-Q |
110.91 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8828.13 |
Day 3 |
410.59 |
Open |
S-2-Q |
1410.30 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7958.00 |
Day 3 |
842.66 |
30-90 Days |
S-3-Q |
604.57 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11425.47 |
Day 3 |
702.48 |
30-90 Days |
S-4-Q |
1993.87 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
604.46 |
Day 3 |
58.77 |
30-90 Days |
CB-3-Q |
118.53 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
2228.30 |
Day 3 |
164.99 |
30-90 Days |
G-1-Q |
298.77 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14597.52 |
Day 3 |
861.49 |
30-90 Days |
G-2-Q |
1345.89 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11092.77 |
Day 3 |
985.13 |
30-90 Days |
G-3-Q |
256.32 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16820.30 |
Day 3 |
1515.09 |
91-180 Days |
S-5-Q |
3341.82 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13766.07 |
Day 3 |
1420.11 |
91-180 Days |
S-6-Q |
2623.36 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
11483.28 |
Day 3 |
1155.07 |
91-180 Days |
S-7-Q |
190.78 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15376.15 |
Day 3 |
557.95 |
<30 Days |
E-1-Q |
1897.81 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9928.28 |
Day 3 |
187.18 |
91-180 Days |
E-2-Q |
712.23 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6960.91 |
Day 3 |
360.13 |
Open |
IG-1-Q |
110.46 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13639.33 |
Day 3 |
1115.82 |
<30 Days |
IG-2-Q |
2333.80 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
10495.92 |
Day 3 |
186.49 |
30-90 Days |
C-1 |
1.35 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3578.04 |
Day 3 |
352.43 |
<30 Days |
CB-4 |
517.40 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
12171.60 |
Day 3 |
135.30 |
Open |
E-10 |
39.08 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3065.15 |
Day 3 |
311.73 |
<30 Days |
E-3 |
516.73 |
No |
|
Operations |