| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7983.31 |
Day 1 |
502.86 |
91-180 Days |
IG-1 |
604.10 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
14659.67 |
Day 1 |
269.21 |
91-180 Days |
IG-2 |
1276.24 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
4923.97 |
Day 1 |
154.81 |
91-180 Days |
S-1 |
86.54 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2346.66 |
Day 1 |
103.76 |
91-180 Days |
S-2 |
342.84 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
7438.64 |
Day 1 |
441.34 |
91-180 Days |
S-3 |
661.97 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14617.08 |
Day 1 |
907.24 |
<30 Days |
S-4 |
2604.76 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
2017.54 |
Day 1 |
292.70 |
Open |
S-5 |
338.74 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8671.78 |
Day 1 |
977.29 |
91-180 Days |
S-6 |
302.41 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13349.23 |
Day 1 |
403.46 |
<30 Days |
S-7 |
1709.49 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6622.04 |
Day 2 |
817.52 |
30-90 Days |
A-0-Q |
12.20 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8958.99 |
Day 2 |
1314.20 |
91-180 Days |
A-1-Q |
319.44 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9271.41 |
Day 2 |
596.18 |
<30 Days |
A-2-Q |
1749.92 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
14128.25 |
Day 2 |
1526.25 |
Open |
A-3-Q |
2371.48 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
15557.00 |
Day 2 |
364.94 |
91-180 Days |
A-4-Q |
2062.14 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
2164.71 |
Day 2 |
293.41 |
30-90 Days |
A-5-Q |
191.11 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1430.48 |
Day 2 |
121.20 |
91-180 Days |
CB-1-Q |
16.72 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
13336.84 |
Day 2 |
1621.62 |
<30 Days |
CB-2-Q |
2318.53 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
7368.92 |
Day 2 |
84.56 |
91-180 Days |
S-1-Q |
247.19 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
10741.39 |
Day 2 |
847.25 |
91-180 Days |
S-2-Q |
810.74 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
6868.81 |
Day 2 |
525.37 |
91-180 Days |
S-3-Q |
293.08 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
15801.72 |
Day 2 |
1606.69 |
<30 Days |
S-4-Q |
2159.95 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9196.77 |
Day 2 |
1088.86 |
Open |
CB-3-Q |
1354.47 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
263.04 |
Day 2 |
37.70 |
30-90 Days |
G-1-Q |
28.98 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
3058.92 |
Day 2 |
4.94 |
Open |
G-2-Q |
500.99 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8424.53 |
Day 2 |
1163.26 |
91-180 Days |
G-3-Q |
272.15 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |