| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Financial Market Utility |
No |
2518.58 |
Perpetual |
190.89 |
<30 Days |
S-2 |
105.18 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Financial Market Utility |
No |
15581.93 |
Perpetual |
529.77 |
91-180 Days |
S-3 |
1979.14 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Financial Market Utility |
Yes |
4981.77 |
Perpetual |
59.50 |
<30 Days |
S-4 |
20.44 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Financial Market Utility |
Yes |
8040.25 |
Perpetual |
886.68 |
<30 Days |
S-5 |
738.09 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Financial Market Utility |
Yes |
11780.84 |
Perpetual |
999.10 |
<30 Days |
S-6 |
2232.80 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Financial Market Utility |
Yes |
4540.54 |
Perpetual |
605.82 |
<30 Days |
S-7 |
632.11 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
16778.14 |
Open |
60.17 |
30-90 Days |
A-0-Q |
2902.66 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9447.31 |
Open |
682.54 |
30-90 Days |
A-1-Q |
1472.39 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
5542.90 |
Open |
730.06 |
30-90 Days |
A-2-Q |
974.27 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
8855.21 |
Open |
1234.84 |
<30 Days |
A-3-Q |
966.38 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9051.84 |
Open |
415.94 |
30-90 Days |
A-4-Q |
609.88 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16596.20 |
Open |
1258.71 |
91-180 Days |
A-5-Q |
839.09 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
2983.50 |
Open |
101.34 |
<30 Days |
CB-1-Q |
184.79 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
16746.73 |
Open |
148.03 |
Open |
CB-2-Q |
387.06 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
4183.68 |
Open |
55.85 |
Open |
S-1-Q |
612.58 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1158.94 |
Open |
139.41 |
91-180 Days |
S-2-Q |
196.28 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
6566.39 |
Open |
252.35 |
30-90 Days |
S-3-Q |
110.73 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
9478.38 |
Open |
1167.68 |
<30 Days |
S-4-Q |
1371.95 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
13316.97 |
Open |
1671.15 |
<30 Days |
CB-3-Q |
213.57 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3782.28 |
Open |
505.77 |
Open |
G-1-Q |
216.31 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
1861.95 |
Open |
209.49 |
91-180 Days |
G-2-Q |
255.82 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
9117.07 |
Open |
939.58 |
<30 Days |
G-3-Q |
193.23 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
No |
8071.71 |
Open |
510.02 |
Open |
S-5-Q |
1194.34 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
12143.40 |
Open |
789.24 |
Open |
S-6-Q |
2235.72 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.3 |
TBA Purchases |
Other Supervised Non-Bank Financial Entity |
Yes |
3884.03 |
Open |
276.78 |
30-90 Days |
S-7-Q |
422.43 |
Yes |
Liberty Capital Markets Inc. |
Legal |