| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
6580.09 |
Day 47 |
502.95 |
30-90 Days |
S-2 |
593.39 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
1373.80 |
Day 47 |
66.45 |
30-90 Days |
S-3 |
199.06 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
15652.26 |
Day 47 |
1054.16 |
30-90 Days |
S-4 |
337.79 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
8624.72 |
Day 47 |
1204.57 |
Open |
S-5 |
1266.39 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
245.59 |
Day 47 |
29.28 |
30-90 Days |
S-6 |
21.13 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
10122.91 |
Day 47 |
1376.88 |
<30 Days |
S-7 |
1709.01 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
13812.03 |
Day 48 |
240.71 |
Open |
A-0-Q |
1942.80 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
12107.16 |
Day 48 |
777.83 |
Open |
A-1-Q |
1133.05 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
5585.29 |
Day 48 |
520.18 |
<30 Days |
A-2-Q |
873.97 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
7971.11 |
Day 48 |
516.30 |
30-90 Days |
A-3-Q |
1427.12 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
10551.02 |
Day 48 |
549.74 |
Open |
A-4-Q |
1652.36 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
14740.89 |
Day 48 |
1830.45 |
91-180 Days |
A-5-Q |
141.35 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
11978.81 |
Day 48 |
1431.90 |
Open |
CB-1-Q |
149.96 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
4916.88 |
Day 48 |
441.42 |
<30 Days |
CB-2-Q |
637.54 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
16542.12 |
Day 48 |
392.20 |
91-180 Days |
S-1-Q |
2194.68 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
8115.75 |
Day 48 |
67.34 |
30-90 Days |
S-2-Q |
1180.34 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
3609.17 |
Day 48 |
160.65 |
Open |
S-3-Q |
330.78 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
16273.95 |
Day 48 |
2397.76 |
Open |
S-4-Q |
1001.79 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
16530.42 |
Day 48 |
1949.15 |
91-180 Days |
CB-3-Q |
3264.70 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
No |
13368.19 |
Day 48 |
1436.15 |
Open |
G-1-Q |
525.64 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
5605.09 |
Day 48 |
522.67 |
Open |
G-2-Q |
702.82 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
15915.04 |
Day 48 |
2322.55 |
<30 Days |
G-3-Q |
3065.77 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
11817.47 |
Day 48 |
1050.30 |
Open |
S-5-Q |
756.48 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
12937.01 |
Day 48 |
72.77 |
91-180 Days |
S-6-Q |
1812.28 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Non-Regulated Fund |
Yes |
16347.92 |
Day 48 |
1070.26 |
91-180 Days |
S-7-Q |
3069.79 |
No |
|
Legal |