| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
5390.14 |
Perpetual |
572.77 |
91-180 Days |
S-5 |
856.33 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
12474.26 |
Perpetual |
1354.72 |
30-90 Days |
S-6 |
1776.07 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
1499.89 |
Perpetual |
66.15 |
<30 Days |
S-7 |
122.39 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
Yes |
15724.15 |
Open |
826.42 |
<30 Days |
A-0-Q |
724.91 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
11564.30 |
Open |
1415.12 |
30-90 Days |
A-1-Q |
1938.48 |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
Yes |
10428.53 |
Open |
690.69 |
<30 Days |
A-2-Q |
102.11 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
Yes |
7400.30 |
Open |
925.28 |
91-180 Days |
A-3-Q |
1269.73 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
6061.57 |
Open |
649.36 |
Open |
A-4-Q |
534.65 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
Yes |
8261.97 |
Open |
1218.11 |
91-180 Days |
A-5-Q |
156.88 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
5506.99 |
Open |
636.73 |
30-90 Days |
CB-1-Q |
342.07 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
1570.66 |
Open |
175.49 |
30-90 Days |
CB-2-Q |
300.04 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
Yes |
551.09 |
Open |
68.27 |
30-90 Days |
S-1-Q |
50.26 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
Yes |
915.87 |
Open |
100.28 |
<30 Days |
S-2-Q |
146.19 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
5938.00 |
Open |
227.62 |
91-180 Days |
S-3-Q |
791.04 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
Yes |
5770.37 |
Open |
165.40 |
<30 Days |
S-4-Q |
483.20 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
16051.59 |
Open |
1501.70 |
<30 Days |
CB-3-Q |
1481.85 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
3609.73 |
Open |
211.81 |
<30 Days |
G-1-Q |
197.38 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
8082.22 |
Open |
1180.55 |
91-180 Days |
G-2-Q |
641.98 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
3232.29 |
Open |
259.97 |
91-180 Days |
G-3-Q |
518.24 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
7686.79 |
Open |
85.79 |
<30 Days |
S-5-Q |
379.54 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
10993.64 |
Open |
1138.54 |
30-90 Days |
S-6-Q |
1352.74 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
12359.52 |
Open |
259.78 |
Open |
S-7-Q |
457.50 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
232.69 |
Open |
28.54 |
30-90 Days |
E-1-Q |
42.04 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
Yes |
13075.74 |
Open |
654.21 |
30-90 Days |
E-2-Q |
1937.16 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Investment Company or Advisor |
No |
17020.19 |
Open |
1925.08 |
30-90 Days |
IG-1-Q |
2343.08 |
No |
|
Operations |