| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2172.89 |
>3 Yr <= 4 Yr |
89.52 |
91-180 Days |
G-2 |
271.83 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14070.03 |
>3 Yr <= 4 Yr |
244.73 |
30-90 Days |
G-3 |
466.81 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
7055.81 |
>3 Yr <= 4 Yr |
296.35 |
Open |
IG-1 |
531.85 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
6537.35 |
>3 Yr <= 4 Yr |
295.79 |
<30 Days |
IG-2 |
379.98 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
13879.15 |
>3 Yr <= 4 Yr |
968.23 |
91-180 Days |
S-1 |
2611.09 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
16105.07 |
>3 Yr <= 4 Yr |
1075.37 |
<30 Days |
S-2 |
2803.77 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
13094.67 |
>3 Yr <= 4 Yr |
403.06 |
91-180 Days |
S-3 |
2550.12 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
11288.30 |
>3 Yr <= 4 Yr |
1097.91 |
<30 Days |
S-4 |
1160.44 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
10163.62 |
>3 Yr <= 4 Yr |
1469.66 |
91-180 Days |
S-5 |
335.08 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
16000.64 |
>3 Yr <= 4 Yr |
488.50 |
Open |
S-6 |
863.01 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
6337.80 |
>3 Yr <= 4 Yr |
250.08 |
30-90 Days |
S-7 |
1162.64 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8418.04 |
>4 Yr <= 5 Yr |
335.71 |
91-180 Days |
A-0-Q |
609.94 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
8598.02 |
>4 Yr <= 5 Yr |
10.76 |
30-90 Days |
A-1-Q |
234.13 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
15912.13 |
>4 Yr <= 5 Yr |
1771.10 |
91-180 Days |
A-2-Q |
602.35 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
9040.51 |
>4 Yr <= 5 Yr |
1290.86 |
Open |
A-3-Q |
711.27 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
11503.58 |
>4 Yr <= 5 Yr |
177.22 |
91-180 Days |
A-4-Q |
1406.60 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
10517.02 |
>4 Yr <= 5 Yr |
830.19 |
91-180 Days |
A-5-Q |
488.65 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
12591.10 |
>4 Yr <= 5 Yr |
483.30 |
<30 Days |
CB-1-Q |
1141.26 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
10355.83 |
>4 Yr <= 5 Yr |
79.16 |
91-180 Days |
CB-2-Q |
1346.47 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
4463.98 |
>4 Yr <= 5 Yr |
311.05 |
91-180 Days |
S-1-Q |
365.90 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4271.50 |
>4 Yr <= 5 Yr |
425.17 |
30-90 Days |
S-2-Q |
474.80 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
3855.71 |
>4 Yr <= 5 Yr |
527.68 |
91-180 Days |
S-3-Q |
7.31 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
17051.89 |
>4 Yr <= 5 Yr |
1564.48 |
91-180 Days |
S-4-Q |
2071.82 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
2311.97 |
>4 Yr <= 5 Yr |
273.05 |
<30 Days |
CB-3-Q |
430.73 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2101.11 |
>4 Yr <= 5 Yr |
161.05 |
Open |
G-1-Q |
386.37 |
Yes |
Liberty Wealth Management LLC |
Finance |