| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
16305.74 |
>2 Yr <= 3 Yr |
1154.00 |
30-90 Days |
L-11 |
3191.82 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
15813.82 |
>2 Yr <= 3 Yr |
1517.78 |
<30 Days |
L-2 |
188.08 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8682.34 |
>2 Yr <= 3 Yr |
372.21 |
Open |
L-3 |
124.40 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
14532.60 |
>2 Yr <= 3 Yr |
418.88 |
Open |
L-4 |
1735.57 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
16627.81 |
>2 Yr <= 3 Yr |
1125.48 |
<30 Days |
L-5 |
3240.98 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
13280.76 |
>2 Yr <= 3 Yr |
427.74 |
30-90 Days |
L-6 |
707.93 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
1229.72 |
>2 Yr <= 3 Yr |
80.70 |
Open |
L-7 |
205.61 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8711.22 |
>2 Yr <= 3 Yr |
181.06 |
<30 Days |
L-8 |
884.84 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
15582.06 |
>2 Yr <= 3 Yr |
937.42 |
91-180 Days |
L-9 |
2183.30 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14754.95 |
>2 Yr <= 3 Yr |
1956.16 |
30-90 Days |
LC-1 |
1297.04 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4038.10 |
>2 Yr <= 3 Yr |
70.19 |
<30 Days |
LC-2 |
41.37 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
10804.41 |
>2 Yr <= 3 Yr |
53.75 |
Open |
N-1 |
1009.57 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
4252.94 |
>2 Yr <= 3 Yr |
306.47 |
Open |
N-2 |
464.32 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
10330.00 |
>2 Yr <= 3 Yr |
764.14 |
Open |
N-3 |
1647.18 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
4646.45 |
>2 Yr <= 3 Yr |
628.87 |
<30 Days |
N-4 |
898.19 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8631.55 |
>2 Yr <= 3 Yr |
1195.27 |
91-180 Days |
N-5 |
855.29 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
5037.10 |
>2 Yr <= 3 Yr |
134.83 |
Open |
N-6 |
19.69 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
4275.63 |
>2 Yr <= 3 Yr |
232.10 |
30-90 Days |
N-7 |
652.20 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
8347.25 |
>2 Yr <= 3 Yr |
1000.64 |
91-180 Days |
P-1 |
232.76 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2293.28 |
>2 Yr <= 3 Yr |
68.39 |
Open |
P-2 |
72.48 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
12310.69 |
>2 Yr <= 3 Yr |
1719.46 |
Open |
S-8 |
2129.45 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
14737.51 |
>2 Yr <= 3 Yr |
1645.51 |
<30 Days |
Y-1 |
1777.45 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
4955.98 |
>2 Yr <= 3 Yr |
117.91 |
Open |
Y-2 |
81.43 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
16408.52 |
>2 Yr <= 3 Yr |
559.38 |
<30 Days |
Y-3 |
1236.82 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
10339.64 |
>2 Yr <= 3 Yr |
1387.79 |
Open |
Y-4 |
985.96 |
Yes |
Liberty Capital Markets Inc. |
Operations |