| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2921.91 |
>= 1 Yr <= 2 Yr |
285.12 |
91-180 Days |
N-4 |
552.59 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
2381.90 |
>= 1 Yr <= 2 Yr |
232.42 |
<30 Days |
N-5 |
50.45 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
6569.36 |
>= 1 Yr <= 2 Yr |
438.45 |
Open |
N-6 |
1194.65 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
6507.66 |
>= 1 Yr <= 2 Yr |
358.02 |
91-180 Days |
N-7 |
830.00 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
13242.69 |
>= 1 Yr <= 2 Yr |
1912.21 |
<30 Days |
P-1 |
978.02 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
13686.41 |
>= 1 Yr <= 2 Yr |
568.25 |
91-180 Days |
P-2 |
1856.97 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2917.24 |
>= 1 Yr <= 2 Yr |
59.32 |
91-180 Days |
S-8 |
130.59 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
9444.51 |
>= 1 Yr <= 2 Yr |
953.91 |
<30 Days |
Y-1 |
86.43 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
9626.77 |
>= 1 Yr <= 2 Yr |
1317.98 |
30-90 Days |
Y-2 |
1414.46 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4616.24 |
>= 1 Yr <= 2 Yr |
404.56 |
<30 Days |
Y-3 |
437.89 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
14094.36 |
>= 1 Yr <= 2 Yr |
1607.69 |
Open |
Y-4 |
2124.93 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4306.51 |
>= 1 Yr <= 2 Yr |
616.24 |
<30 Days |
Z-1 |
615.46 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
2452.73 |
>= 1 Yr <= 2 Yr |
95.74 |
<30 Days |
A-2 |
319.83 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
15405.04 |
>= 1 Yr <= 2 Yr |
620.43 |
Open |
A-3 |
3058.26 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8329.34 |
>= 1 Yr <= 2 Yr |
1220.81 |
30-90 Days |
A-4 |
769.13 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14555.87 |
>= 1 Yr <= 2 Yr |
399.03 |
<30 Days |
A-5 |
1582.60 |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14355.96 |
>= 1 Yr <= 2 Yr |
292.41 |
91-180 Days |
CB-1 |
475.29 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
7258.36 |
>= 1 Yr <= 2 Yr |
303.45 |
30-90 Days |
CB-2 |
973.00 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8572.54 |
>= 1 Yr <= 2 Yr |
1159.70 |
91-180 Days |
CB-3 |
1060.18 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
13861.11 |
>= 1 Yr <= 2 Yr |
1537.51 |
91-180 Days |
E-1 |
2524.30 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
7145.26 |
>= 1 Yr <= 2 Yr |
735.21 |
Open |
E-2 |
930.58 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8276.63 |
>= 1 Yr <= 2 Yr |
654.63 |
<30 Days |
G-1 |
504.85 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
13128.04 |
>= 1 Yr <= 2 Yr |
1382.18 |
Open |
G-2 |
1100.08 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4975.93 |
>= 1 Yr <= 2 Yr |
92.90 |
30-90 Days |
G-3 |
849.49 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2464.47 |
>= 1 Yr <= 2 Yr |
244.33 |
91-180 Days |
IG-1 |
296.91 |
No |
|
Risk Management |