| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
12369.32 |
83 - 90 Days |
495.22 |
30-90 Days |
L-1 |
2002.09 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
11413.61 |
83 - 90 Days |
1164.69 |
30-90 Days |
L-10 |
1437.93 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2924.74 |
83 - 90 Days |
337.55 |
Open |
L-11 |
58.10 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14010.73 |
83 - 90 Days |
267.98 |
91-180 Days |
L-2 |
1764.59 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
16915.35 |
83 - 90 Days |
888.65 |
Open |
L-3 |
416.44 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
12793.90 |
83 - 90 Days |
775.72 |
Open |
L-4 |
2090.59 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
11331.05 |
83 - 90 Days |
263.96 |
30-90 Days |
L-5 |
2103.56 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2515.73 |
83 - 90 Days |
170.91 |
Open |
L-6 |
313.58 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
1089.55 |
83 - 90 Days |
92.18 |
<30 Days |
L-7 |
186.40 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
13528.06 |
83 - 90 Days |
1788.54 |
Open |
L-8 |
1692.37 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
6766.08 |
83 - 90 Days |
97.55 |
<30 Days |
L-9 |
725.51 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
16934.74 |
83 - 90 Days |
1844.33 |
91-180 Days |
LC-1 |
1476.22 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
14481.45 |
83 - 90 Days |
44.15 |
91-180 Days |
LC-2 |
1798.61 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
2530.01 |
83 - 90 Days |
66.19 |
91-180 Days |
N-1 |
225.47 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
8274.25 |
83 - 90 Days |
683.84 |
30-90 Days |
N-2 |
1621.64 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
6522.82 |
83 - 90 Days |
570.52 |
<30 Days |
N-3 |
998.31 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
10785.84 |
83 - 90 Days |
1617.72 |
30-90 Days |
N-4 |
1971.33 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
14457.64 |
83 - 90 Days |
1043.27 |
30-90 Days |
N-5 |
230.89 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
439.73 |
83 - 90 Days |
50.11 |
30-90 Days |
N-6 |
71.66 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
6411.66 |
83 - 90 Days |
269.93 |
Open |
N-7 |
1068.86 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
5059.94 |
83 - 90 Days |
221.54 |
30-90 Days |
P-1 |
506.09 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
10682.51 |
83 - 90 Days |
1074.66 |
<30 Days |
P-2 |
185.17 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
284.80 |
83 - 90 Days |
41.40 |
Open |
S-8 |
22.56 |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
12567.85 |
83 - 90 Days |
720.67 |
91-180 Days |
Y-1 |
2165.39 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4957.91 |
83 - 90 Days |
424.23 |
91-180 Days |
Y-2 |
893.35 |
Yes |
Liberty Wealth Management LLC |
Finance |