| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
6372.39 |
Day 49 |
92.42 |
91-180 Days |
E-1 |
357.67 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
8427.23 |
Day 49 |
399.18 |
Open |
E-2 |
1369.02 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
6031.99 |
Day 49 |
196.11 |
91-180 Days |
G-1 |
276.70 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
5359.15 |
Day 49 |
798.69 |
30-90 Days |
G-2 |
353.93 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
1702.54 |
Day 49 |
231.62 |
30-90 Days |
G-3 |
321.27 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
15167.84 |
Day 49 |
444.82 |
Open |
IG-1 |
603.43 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
5588.64 |
Day 49 |
757.77 |
<30 Days |
IG-2 |
1075.49 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
6488.77 |
Day 49 |
927.26 |
Open |
S-1 |
767.87 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
6989.71 |
Day 49 |
395.60 |
<30 Days |
S-2 |
1275.18 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
722.37 |
Day 49 |
62.99 |
91-180 Days |
S-3 |
125.64 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
937.52 |
Day 49 |
8.46 |
<30 Days |
S-4 |
128.45 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
7572.75 |
Day 49 |
793.46 |
30-90 Days |
S-5 |
191.80 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
1076.98 |
Day 49 |
18.83 |
<30 Days |
S-6 |
100.95 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
6326.64 |
Day 49 |
314.60 |
91-180 Days |
S-7 |
481.68 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
17151.04 |
Day 50 |
1386.54 |
91-180 Days |
A-0-Q |
3386.00 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
7213.63 |
Day 50 |
339.53 |
30-90 Days |
A-1-Q |
1260.06 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
17041.95 |
Day 50 |
1671.62 |
91-180 Days |
A-2-Q |
1603.45 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
10319.72 |
Day 50 |
1260.12 |
Open |
A-3-Q |
795.02 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
5117.14 |
Day 50 |
484.94 |
30-90 Days |
A-4-Q |
891.28 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
12201.24 |
Day 50 |
1266.77 |
30-90 Days |
A-5-Q |
885.61 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
15675.90 |
Day 50 |
1197.14 |
30-90 Days |
CB-1-Q |
760.08 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14771.53 |
Day 50 |
2113.73 |
<30 Days |
CB-2-Q |
2153.95 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
10446.21 |
Day 50 |
389.32 |
30-90 Days |
S-1-Q |
1021.72 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
16678.35 |
Day 50 |
1202.98 |
30-90 Days |
S-2-Q |
2277.23 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
3060.73 |
Day 50 |
363.31 |
<30 Days |
S-3-Q |
285.08 |
No |
|
Operations |