| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
13394.67 |
Day 47 |
1391.00 |
30-90 Days |
A-3-Q |
1842.72 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
1455.86 |
Day 47 |
60.43 |
30-90 Days |
A-4-Q |
88.22 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
10535.33 |
Day 47 |
1562.97 |
<30 Days |
A-5-Q |
1225.10 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2277.57 |
Day 47 |
138.06 |
30-90 Days |
CB-1-Q |
115.06 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8360.23 |
Day 47 |
214.39 |
30-90 Days |
CB-2-Q |
1365.32 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
5842.32 |
Day 47 |
284.41 |
30-90 Days |
S-1-Q |
899.44 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
3918.28 |
Day 47 |
172.87 |
Open |
S-2-Q |
217.87 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
7137.20 |
Day 47 |
232.31 |
91-180 Days |
S-3-Q |
1361.46 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
2974.57 |
Day 47 |
38.76 |
91-180 Days |
S-4-Q |
573.03 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14806.26 |
Day 47 |
705.15 |
Open |
CB-3-Q |
2951.23 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
1614.90 |
Day 47 |
54.72 |
91-180 Days |
G-1-Q |
7.22 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
9641.68 |
Day 47 |
1068.68 |
Open |
G-2-Q |
503.28 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
13495.57 |
Day 47 |
270.85 |
30-90 Days |
G-3-Q |
1114.15 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
2791.37 |
Day 47 |
77.84 |
91-180 Days |
S-5-Q |
347.73 |
Yes |
Liberty Wealth Management LLC |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
16134.54 |
Day 47 |
2063.74 |
Open |
S-6-Q |
183.02 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
16631.49 |
Day 47 |
520.55 |
30-90 Days |
S-7-Q |
3041.03 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
33.68 |
Day 47 |
4.08 |
30-90 Days |
E-1-Q |
4.38 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
8052.33 |
Day 47 |
934.70 |
30-90 Days |
E-2-Q |
1391.92 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
959.59 |
Day 47 |
113.46 |
<30 Days |
IG-1-Q |
37.86 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
10864.50 |
Day 47 |
915.25 |
<30 Days |
IG-2-Q |
1195.05 |
Yes |
Liberty Mortgage Services Corp. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
6321.38 |
Day 47 |
306.98 |
91-180 Days |
C-1 |
689.25 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
12739.49 |
Day 47 |
1032.38 |
<30 Days |
CB-4 |
2081.66 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
1363.89 |
Day 47 |
109.10 |
Open |
E-10 |
137.72 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
3045.96 |
Day 47 |
326.18 |
91-180 Days |
E-3 |
291.15 |
Yes |
Liberty National Bank |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
2098.36 |
Day 47 |
299.32 |
Open |
E-4 |
395.73 |
Yes |
Liberty Mortgage Services Corp. |
Treasury |