| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
2767.57 |
Day 34 |
163.15 |
<30 Days |
S-4 |
393.71 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4520.41 |
Day 34 |
327.64 |
<30 Days |
S-5 |
615.33 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
16890.24 |
Day 34 |
2166.84 |
Open |
S-6 |
2745.51 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
5720.17 |
Day 34 |
777.62 |
Open |
S-7 |
1042.19 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
7266.34 |
Day 35 |
707.10 |
30-90 Days |
A-0-Q |
371.71 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
1193.31 |
Day 35 |
138.01 |
30-90 Days |
A-1-Q |
20.54 |
Yes |
Liberty Mortgage Services Corp. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4544.83 |
Day 35 |
56.15 |
<30 Days |
A-2-Q |
525.35 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
13926.71 |
Day 35 |
548.91 |
Open |
A-3-Q |
773.29 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
10478.13 |
Day 35 |
1228.60 |
<30 Days |
A-4-Q |
1146.57 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
9635.38 |
Day 35 |
133.68 |
30-90 Days |
A-5-Q |
1891.55 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
7571.74 |
Day 35 |
227.18 |
<30 Days |
CB-1-Q |
442.67 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
2640.76 |
Day 35 |
226.80 |
<30 Days |
CB-2-Q |
73.30 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4328.62 |
Day 35 |
450.07 |
91-180 Days |
S-1-Q |
645.30 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
15894.68 |
Day 35 |
2233.68 |
30-90 Days |
S-2-Q |
1090.81 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
3076.04 |
Day 35 |
152.64 |
<30 Days |
S-3-Q |
595.16 |
Yes |
Liberty Mortgage Services Corp. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
16862.05 |
Day 35 |
1291.45 |
Open |
S-4-Q |
1654.15 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
11694.14 |
Day 35 |
17.43 |
Open |
CB-3-Q |
802.03 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
15534.03 |
Day 35 |
1523.59 |
Open |
G-1-Q |
3015.59 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
7904.86 |
Day 35 |
888.79 |
Open |
G-2-Q |
1203.54 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
10537.56 |
Day 35 |
1220.73 |
91-180 Days |
G-3-Q |
981.98 |
Yes |
Liberty National Bank |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
15133.73 |
Day 35 |
476.83 |
Open |
S-5-Q |
403.96 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
3373.55 |
Day 35 |
459.11 |
91-180 Days |
S-6-Q |
258.14 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8701.70 |
Day 35 |
1169.55 |
<30 Days |
S-7-Q |
488.76 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14231.23 |
Day 35 |
1102.67 |
30-90 Days |
E-1-Q |
434.62 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
12118.42 |
Day 35 |
1528.75 |
Open |
E-2-Q |
892.49 |
Yes |
Liberty Wealth Management LLC |
Operations |