| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
9445.38 |
Day 24 |
1394.85 |
30-90 Days |
L-9 |
1705.31 |
Yes |
Liberty Wealth Management LLC |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
16370.65 |
Day 24 |
2442.84 |
<30 Days |
LC-1 |
2324.62 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
12045.96 |
Day 24 |
1537.88 |
30-90 Days |
LC-2 |
1746.94 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2026.30 |
Day 24 |
271.62 |
30-90 Days |
N-1 |
395.17 |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
12380.02 |
Day 24 |
192.05 |
Open |
N-2 |
1952.15 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
12439.73 |
Day 24 |
475.36 |
91-180 Days |
N-3 |
529.39 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
5646.35 |
Day 24 |
418.62 |
<30 Days |
N-4 |
321.02 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4640.69 |
Day 24 |
588.46 |
30-90 Days |
N-5 |
165.73 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8165.95 |
Day 24 |
677.67 |
Open |
N-6 |
1082.02 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2718.90 |
Day 24 |
22.79 |
<30 Days |
N-7 |
288.40 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
10199.07 |
Day 24 |
395.85 |
Open |
P-1 |
1655.75 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
5573.48 |
Day 24 |
706.15 |
<30 Days |
P-2 |
59.38 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14490.52 |
Day 24 |
171.79 |
30-90 Days |
S-8 |
2145.48 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
12260.20 |
Day 24 |
404.94 |
30-90 Days |
Y-1 |
1739.03 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
1280.49 |
Day 24 |
129.98 |
30-90 Days |
Y-2 |
210.62 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
7788.48 |
Day 24 |
883.59 |
91-180 Days |
Y-3 |
194.97 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
17150.37 |
Day 24 |
1109.70 |
91-180 Days |
Y-4 |
861.23 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
2379.33 |
Day 24 |
41.77 |
91-180 Days |
Z-1 |
298.87 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14650.91 |
Day 24 |
2163.58 |
91-180 Days |
A-2 |
1387.01 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
13908.97 |
Day 24 |
789.42 |
Open |
A-3 |
1830.59 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
16151.04 |
Day 24 |
1559.69 |
91-180 Days |
A-4 |
2145.15 |
Yes |
Liberty National Bank |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8512.62 |
Day 24 |
645.48 |
30-90 Days |
A-5 |
938.90 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
5544.18 |
Day 24 |
15.33 |
<30 Days |
CB-1 |
533.34 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
10446.45 |
Day 24 |
1483.93 |
Open |
CB-2 |
636.97 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
9544.85 |
Day 24 |
314.99 |
30-90 Days |
CB-3 |
1635.13 |
No |
|
Legal |