| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
10488.74 |
Day 11 |
41.65 |
<30 Days |
CB-2-Q |
1564.79 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
10803.24 |
Day 11 |
623.33 |
91-180 Days |
S-1-Q |
430.18 |
No |
|
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8068.03 |
Day 11 |
590.25 |
Open |
S-2-Q |
855.03 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
11033.87 |
Day 11 |
736.60 |
Open |
S-3-Q |
1632.50 |
Yes |
Liberty Mortgage Services Corp. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
14312.48 |
Day 11 |
1766.98 |
<30 Days |
S-4-Q |
2194.68 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
6021.68 |
Day 11 |
804.07 |
91-180 Days |
CB-3-Q |
558.16 |
Yes |
Liberty Capital Markets Inc. |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
13367.32 |
Day 11 |
1053.91 |
<30 Days |
G-1-Q |
1382.23 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
6590.91 |
Day 11 |
745.57 |
30-90 Days |
G-2-Q |
802.91 |
Yes |
Liberty Capital Markets Inc. |
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
1810.81 |
Day 11 |
93.15 |
30-90 Days |
G-3-Q |
164.97 |
Yes |
Liberty Capital Markets Inc. |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
14960.79 |
Day 11 |
2079.31 |
30-90 Days |
S-5-Q |
370.92 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
9129.18 |
Day 11 |
1250.09 |
30-90 Days |
S-6-Q |
579.17 |
Yes |
Liberty Wealth Management LLC |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
930.20 |
Day 11 |
0.70 |
Open |
S-7-Q |
5.20 |
No |
|
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
2539.08 |
Day 11 |
51.31 |
30-90 Days |
E-1-Q |
190.98 |
Yes |
Liberty Capital Markets Inc. |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
1826.98 |
Day 11 |
145.51 |
30-90 Days |
E-2-Q |
363.31 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
4408.29 |
Day 11 |
397.82 |
30-90 Days |
IG-1-Q |
165.61 |
No |
|
Finance |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
16869.58 |
Day 11 |
1357.91 |
30-90 Days |
IG-2-Q |
1237.71 |
Yes |
Liberty Wealth Management LLC |
Operations |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
3171.61 |
Day 11 |
242.47 |
30-90 Days |
C-1 |
298.40 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
13643.26 |
Day 11 |
211.01 |
30-90 Days |
CB-4 |
106.96 |
No |
|
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
1545.98 |
Day 11 |
180.33 |
Open |
E-10 |
34.54 |
Yes |
Liberty Wealth Management LLC |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
8601.17 |
Day 11 |
314.04 |
91-180 Days |
E-3 |
1163.89 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
4524.05 |
Day 11 |
600.80 |
91-180 Days |
E-4 |
872.13 |
No |
|
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
5654.24 |
Day 11 |
260.62 |
<30 Days |
E-5 |
14.25 |
Yes |
Liberty Capital Markets Inc. |
Legal |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
1483.26 |
Day 11 |
101.69 |
<30 Days |
E-6 |
214.14 |
Yes |
Liberty National Bank |
Risk Management |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
No |
12113.78 |
Day 11 |
3.53 |
Open |
E-7 |
438.83 |
Yes |
Liberty National Bank |
Treasury |
| 2025-10-08 |
Liberty International Finance Ltd. |
O.O.10 |
Loss of Rehypothecation Rights Due to a 2 Notch Downgrade |
Broker-Dealer |
Yes |
403.25 |
Day 11 |
20.91 |
<30 Days |
E-8 |
21.31 |
Yes |
Liberty National Bank |
Risk Management |